Oberon Investments Group Plc, the boutique wealth management and corporate broking
group, announces the acquisition by The Hon. Robert Hanson, Non-Executive Chairman, of 1,491,674
ordinary shares of 0.5p in Oberon (‘Ordinary Shares’) at 6.85p per share on 07 October 2021, and the
award on 6 October 2021 of options over 625,000 Ordinary Shares (the “Options”) to Simon Mathisen,
Chief Risk and Compliance Officer and PDMR, under its EMI Option Scheme at an exercise price of 4p
per share.
Following the share purchase, Robert Hanson holds 1,491,674 shares in Oberon representing 0.36%
of the issued share capital.
The Options awarded to Simon Mathisen will vest equally in three annual tranches over the following
three years. Simon Mathisen does not own any Ordinary Shares or hold other share options in Oberon.
Following this award, the Company has 57,023,625 Ordinary Shares under option, representing 13.8%
of the current issued share capital of the Company.
This announcement contains inside information for the purposes of Article 7 of EU Regulation
596/2014.
The directors of Oberon accept responsibility for this announcement.
For further information, please contact:
| Oberon Investments Group plc | |
| Simon McGivern / John Beaumont | via Walbrook PR |
| AQSE Corporate Adviser and Broker | |
| Novum Securities Limited | |
| Richard Potts / Daphne Zhang / Lucy Bowden | 020 7399 9400 |
| Walbrook PR Ltd Tom Cooper / Nick Rome / Nicholas Johnson | Tel: 020 7933 8780 or Oberon@walbrookpr.com |
Notes to Editors
Oberon operates in the UK wealth and fund management sector and in the corporate broking and
financial advisory sectors. Since Oberon Investments Ltd was established in April 2017, Oberon group’s
AUA have grown to in excess of £600 million in June 2021. This has been achieved organically by adding
new clients and new fund managers, attracted by the emerging brand and by a number of small,
selective and accretive acquisitions. Oberon Capital, the corporate broking division, launched in May
2020, provides advice and raises capital for companies from seed and early-stage funding through to
IPO and beyond.
Notification and public disclosure of transactions by persons discharging managerial responsibilities
and persons closely associated with them.
| 1. | Details of the person discharging managerial responsibilities/person closely associated |
| a) | Name: | The Hon. Robert Hanson |
| 2. | Reason for the notification |
| a) | Position/status: | Non-Executive Chairman |
| b | Initial notification/Amendment: | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) | Name: | Oberon Investments Group Plc |
| b) | LEI: | 213800AMGNBSOCOSDN11 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
| a) | Description of the financial instrument, type of instrument: Identification code: | Ordinary shares of 0.5 pence each ISIN Code: GB00BDZRYX75 |
| b) | Nature of the transaction: | Acquisition of Ordinary Shares |
| c) | Price(s) and Volume (s): | Price(s). | Volume(s) 6.8542. | 1,491,674 |
| d) | Aggregated Information: Aggregated volume: Price: | N/A |
| e) | Date of the transaction: | 7 October 2021 |
| f) | Place of the transaction | London Stock Exchange |
Notification and public disclosure of transactions by persons discharging managerial responsibilities
and persons closely associated with them.
| 1. | Details of the person discharging managerial responsibilities/person closely associated |
| a) | Name: | Simon Mathisen |
| 2. | Reason for the notification |
| a) | Position/status: | Chief Risk and Compliance Officer |
| b | Initial notification/Amendment: | Initial notification |
| 3. | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor |
| a) | Name: | Oberon Investments Group Plc |
| b) | LEI: | 213800AMGNBSOCOSDN11 |
| 4. | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted |
| a) | Description of the financial instrument, type of instrument: Identification code: | Options over Ordinary shares of 0.5 pence each ISIN Code: GB00BDZRYX75 |
| b) | Nature of the transaction: | Acquisition of Ordinary Shares |
| c) | Price(s) and Volume (s): | Price(s). | Volume(s) 4p. | 625,000 |
| d) | Aggregated Information: Aggregated volume: Price: | N/A |
| e) | Date of the transaction: | 6 October 2021 |
| f) | Place of the transaction | London Stock Exchange |